Bennett & Bennett Lawyers Regulatory Practice

 

Our Lawyers have a comprehensive understanding of compliance and regulatory frameworks, having worked with numerous government agencies, self regulated industry bodies, Trade Associations and Industry Sectors. Our team have handled matters involving the Australian Competition and Consumer Commision, Australian Securities and Investments Commission, Australian Taxation Office, Australian Prudential Regulation Authority, The Sydney Futures Exchange and all levels of Australian government and their respective departments.

 

We advise our clients on their compliance systems and framework:

- Conduct external regulatory reviews for latest industry and regulator updates,

- Conduct internal regulatory compliance audits,

- Conduct internal risk audits

- Deliver gap analysis betwen regulatory requirements and compliance review

- Determine remedial action plans to address regulatory compliance gap analysis

- Develop internal controls to ensure the implemented remedial action plan is measured and maintained